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Frequently Asked Questions

Commonly asked questions are listed below.

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Ames Investment Systems ™ operates as a software company, offering an innovative Software as a Service (Saas) solution. Based on our understanding, we have taken appropriate measures to ensure compliance with all relevant federal and state regulations. It is important to note that we operate strictly as a technology provider and not as a broker-dealer. Consequently, given that we do not handle financial transactions or accept monetary deposits, we are not required to obtain broker-dealer licensing in our current jurisdiction. Please visit sec.gov for more information regarding the matter.

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By accessing this website, you are agreeing to the Terms of Use and Privacy Policy of Ames Investment Systems. Please note that our software services are exclusively intended for residents of the United States in areas where Ames Investment Systems is duly registered. The information presented on this website should not be interpreted as an offer, a solicitation of an offer, or financial advice for buying or selling securities or investment products. It's essential to remember that past performance does not guarantee future results. Any historical returns, expected returns, or probability projections provided here are hypothetical and may not accurately predict future performance. Any information regarding account holdings and other data is for illustrative purposes only and should not be construed as investment recommendations. The content on this website serves purely informational purposes and does not provide a comprehensive overview of Ames Investment Systems' software services.

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Disclaimer and Disclosure: Ames Investment Systems (AIS, Ames) is not a broker-dealer and is not registered as a broker-dealer with FINRA, SEC, SIPC, or the FDIC. AIS and its principles are not registered as an investment advisor. 

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There is a possibility that customer may sustain a loss equal to or greater than customer's entire investment, therefore, customer should not invest or risk money that customer cannot afford to lose. Online trading is not suitable for all investors. Trading Algorithm strategies should not be followed by any individual without prior consultation with a financial professional for the purpose of assessing the ideas or strategies that are suitable to customer based on customer's own personal financial risk tolerance and objectives. 

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Before starting, consider your investment objectives and Ames Investment Systems LLC's fees and expenses.

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Ames Investment Systems (AIS) is not responsible for paying any taxes or other tax consequences related to the portfolio gains or losses and customer acknowledges sole responsibility for all tax related issues and obligations arising from portfolio gains or losses. AIS does not report portfolio gains or losses to any taxing authorities.

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Ames Investment Systems shall not be held responsible or liable for the accuracy, reliability, or opinions expressed on third-party websites linked to from published articles. Such linked websites are not monitored, investigated, or checked for accuracy or completeness by Ames Investment Systems. It is your responsibility to evaluate the information available on a linked website. Any products, services, or content oriented from a linked website are provided "as is" without warranty of any kind, express or implied, including but not limited to, implied warranties of merchantability, fitness for a particular purpose, title, non-infringement, security, or accuracy. If Ames Investment Systems has any relationship or affiliation with the author or content of a linked website, it will be disclosed accordingly. 

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•  If not otherwise specified above, this page contains original content by Ames Investment Systems LLC

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•  The information provided is for general information purposes only and should not be considered a recommendation or personal financial planning, tax, rollover, or financial advice. The information provided should be used at your own risk.

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•  There are tax implications when investing and some materials may discuss tax impact. Ames Investment Systems does not provide tax advice. Articles or FAQs do not constitute a tax opinion and should not be used for the purpose of avoiding tax penalties.

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You are viewing a web property located at amesinvestmentsystems.com. Different properties may be provided by a different entity with different marketing standards.

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Information provided by Ames Investment Systems Support is for informational and general educational purposes only and is not investment or financial advice.

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Please visit www.amesinvestmentsystems.com/disclosures for applicable terms and conditions and important disclosures.

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Contact Ames Investment Systems at info@amesinvestmentsystems.com. Lone Tree, CO 80124.

© 2024 by Ames Investment Systems LLC. All rights reserved.

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Software services and brokerage integrations are provided by Ames Investment Systems LLC ("AIS"), a partner of AIS Strategy Alliance ("ASA") LLC. Technology and algorithm development are offered by AIS Strategy Alliance LLC.

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This is not an offer, solicitation of an offer, or advice to integrate software services or open an account in any jurisdiction where Ames Investment Systems respectively, is not registered or licensed, as applicable.

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